Sep 21, 2024

The Supreme Court to Decide on the Interpretation of "And" in the First Step Act with Far-Reaching Implications on Sentencing

by Lawrence J. Tjan | Oct 01, 2023
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On Monday, the U.S. Supreme Court is set to hear a case that may seem trivial at first glance but has significant implications for federal sentencing guidelines. The case revolves around the interpretation of the word "and" in the First Step Act, a bipartisan criminal justice reform bill passed in 2018.

The First Step Act aims to reduce mandatory minimum sentences and grant judges more discretion in sentencing. A specific provision, known as the "safety valve," allows judges to bypass mandatory minimum sentences for low-level, nonviolent drug offenders who plead guilty and cooperate with prosecutors. However, the language of this provision has led to a split among federal courts. The question is whether the word "and" should be interpreted as "or" affecting the eligibility criteria for the safety valve provision.

Mark Pulsifer, a 61-year-old inmate, serves as the focal point of this legal dispute. Pulsifer pleaded guilty to distributing at least 50 grams of methamphetamine and was sentenced to 13.5 years in prison. His legal team argues that all three conditions specified in the safety valve provision must be met to impose a longer sentence. The government contends that meeting just one condition is sufficient.

The case is not merely an exercise in linguistic interpretation. According to data from the U.S. Sentencing Commission, nearly 6,000 people convicted of drug trafficking in the 2021 fiscal year could be affected by the Court's decision. Overall, more than 10,000 people sentenced since the law's enactment might see changes in their sentences.

Federal appeals courts in Chicago, Cincinnati, and New Orleans have ruled against broadening the safety valve eligibility, while courts in Atlanta, Richmond, and San Francisco have taken a more expansive view. The Supreme Court's decision could resolve this inconsistency and set a precedent for future cases.

Douglas Berman, a sentencing expert at Ohio State University’s law school, suggests that the language of the statute alone favors a broader interpretation. However, he also notes that such a broad reading could essentially apply to everyone, which may not have been Congress's intent.

The Supreme Court's decision could have a lasting impact on how judges exercise discretion in sentencing for low-level, nonviolent drug offenses. A ruling is expected by spring, and it could either uphold or dramatically change the current landscape of federal sentencing.

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Lawrence J. Tjan
Lawrence J. Tjan
Lawrence is an attorney with experience in corporate and general business law, complemented by a background in law practice management. His litigation expertise spans complex issues such as antitrust, bad faith, and medical malpractice. On the transactional side, Lawrence has handled buy-sell agreements, Reg D disclosures, and stock option plans, bringing a practical and informed approach to each matter. Lawrence is the founder and CEO of Law Commentary.